| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SNOW | Class A Common Stock | Tax liability | -$73.2K | -384 | -0.05% | $190.67 | 760K | Dec 8, 2023 | Direct | F1, F2, F3 |
| transaction | SNOW | Class A Common Stock | Sale | -$137K | -724 | -0.1% | $188.97 | 760K | Dec 11, 2023 | Direct | F2, F4 |
| holding | SNOW | Class A Common Stock | 100K | Dec 8, 2023 | 2023 GRAT | F5 | |||||
| holding | SNOW | Class A Common Stock | 58.6K | Dec 8, 2023 | LLC | F6 | |||||
| holding | SNOW | Class A Common Stock | 75.3K | Dec 8, 2023 | 2022 GRAT | F7 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Represents shares withheld to satisfy tax withholding obligations on the vesting of restricted stock units. |
| F2 | Includes shares to be issued in connection with the vesting of one or more restricted stock units. |
| F3 | Reflects the distribution of 101,886 shares transferred from the Christian Kleinerman 2021 Grantor Retained Annuity Trust dated September 2, 2021 to the Reporting Person as an annuity payment on December 8, 2023. |
| F4 | The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 30, 2022. |
| F5 | Shares are held by the Christian Kleinerman 2023 Grantor Retained Annuity Trust dated September 1, 2023 for which the Reporting Person is the trustee. |
| F6 | Shares are held by the Kleinerman 2020 Dynasty LLC for which the Reporting Person is the manager and the Reporting Person's immediate family members are the beneficiaries. |
| F7 | Shares are held by the Christian Kleinerman 2022 Grantor Retained Annuity Trust dated June 24, 2022 for which the Reporting Person is the trustee. |