Michael Johnson - 18 Apr 2025 Form 4 Insider Report for Flux Power Holdings, Inc. (FLUX)

Role
Director, 10%+ Owner
Signature
/s/ Kevin S. Royal, Attorney-in-fact for Michael Johnson
Issuer symbol
FLUX
Transactions as of
18 Apr 2025
Net transactions value
$0
Form type
4
Filing time
21 Apr 2025, 16:04:15 UTC
Previous filing
14 Jun 2024
Next filing
17 Sep 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FLUX Common Stock Options Exercise +17,057 +0.41% 4,204,991 18 Apr 2025 By Esenjay Investments, LLC F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FLUX Restricted Stock Unit Options Exercise -17,057 -100% 0 18 Apr 2025 Common Stock 17,057 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of common stock issued upon the vesting of 17,057 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.
F2 This award was granted on April 18, 2024. 17,057 RSUs vested on April 18, 2025.
F3 Consists of 56,311 shares of common stock directly held by the Reporting Person and 4,148,680 indirectly held by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay"). The Reporting Person is the sole director and beneficial owner of Esenjay.

Remarks:

Exhibit 24 - Power of Attorney (previously filed as Exhibit 24 to Form 4 dated May 21, 2024)