Mohammad Hayat - Apr 28, 2025 Form 4 Insider Report for MDB Capital Holdings, LLC (MDBH)

Role
Head of Corporate Development, Director
Signature
/s/ Mohammad Hayat
Stock symbol
MDBH
Transactions as of
Apr 28, 2025
Transactions value $
$0
Form type
4
Date filed
4/29/2025, 09:01 PM
Previous filing
Nov 18, 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MDBH RSU Disposed to Issuer $0 -900K -100% $0.00 0 Apr 28, 2025 Class A 900K $0.00 Direct
transaction MDBH Employee Stock Option Award $0 +900K $0.00 900K Apr 28, 2025 Class A 900K $4.25 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 400,000 Class A Shares will vest as follows: 200,000 shares vest immediately on grant and the remainder vest in 22 equal monthly installments of 8,333 shares for each complete subsequent month of Continuous Service (as defined in the 2022 Equity Performance Plan) and 8,341 will vest on March 15, 2027.
F2 500,000 Class A Shares are performance-based and vest upon the date on which either of the following occurs during the Exercisability Period (as defined in the Plan and option agreement: (x) a Class A Share has traded in the market on which the Class A Shares are listed for at least thirty (30) trading days at an average price of $20.00 or more, whether consecutive or non-consecutive, or (y) there are distributions of cash, stock or other property by the Company on the Class A Shares, at a value of $20.00 or more in the aggregate per Class A Share..