| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| BATTAGLIA FABRIZIO | Chief Executive Officer, Director | C/O MOBIX LABS, INC., 15420 LAGUNA CANYON RD., SUITE 100, IRVINE | /s/ Terri Aprati, Attorney-in-Fact | 07 May 2025 | 0002005280 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | MOBX | Class A Common Stock | Award | $0 | +2,550,000 | $0.000000 | 2,550,000 | 05 May 2025 | Direct | F1, F2 | |
| holding | MOBX | Class A Common Stock | 318,204 | 05 May 2025 | By the Battaglia Trust | F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | MOBX | Option (Right to Buy) | 323,529 | 05 May 2025 | Class A Common Stock | 323,529 | $0.1700 | Direct | F4 | |||||
| holding | MOBX | Restricted Stock Units | 333,333 | 05 May 2025 | Class A Common Stock | 333,333 | Direct | F5, F6 | ||||||
| holding | MOBX | Class B Common Stock | 125,000 | 05 May 2025 | Class A Common Stock | 125,000 | Direct | F7 |
| Id | Content |
|---|---|
| F1 | These Restricted Stock Awards ("RSAs") were granted to the Reporting Person on May 5, 2025 and will vest as follows: (1)100,000 shares will vest on each of (i) July 15, 2025, (ii) October 15, 2025, (iii) January 15, 2026, and (iv) April 15, 2026; (2) 200,000 shares will vest on each of (i) July 15, 2026, (ii) October 15, 2026, (iii) January 15, 2027, and (iv) April 15, 2027; (3) 300,000 shares will vest on each of (i) July 15, 2027, (ii) October 15, 2027, and (iii) January 15, 2028; and (4) 450,000 shares will vest on July 15, 2028. |
| F2 | This amount reflects the correct number of shares directly held by the Reporting Person and corrects an error filed in the previous Form 4 filed on April 17, 2025, in which 323,529 shares were inadvertently reported on Table I and should have only been reflected as options in Table II. |
| F3 | The Reporting Person is a trustee of this trust. The Reporting Person disclaims beneficial ownership of the securities held by this trust except to the extent of his respective pecuniary interest therein. |
| F4 | These options are fully vested and exercisable. |
| F5 | The Restricted Stock Units ("RSUs") convert to Class A Common Stock on a one-for-one basis. |
| F6 | These RSUs will vest on December 21, 2025. |
| F7 | The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date (December 21, 2023). |