Philip Sansone - Apr 10, 2025 Form 4 Insider Report for MOBIX LABS, INC (MOBX)

Role
Interim CEO
Signature
/s/ Terri Aprati, Attorney-in-Fact
Stock symbol
MOBX
Transactions as of
Apr 10, 2025
Transactions value $
$0
Form type
4
Date filed
5/12/2025, 07:36 PM
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
SANSONE PHILIP Interim CEO C/O MOBIX LABS, INC., 1 VENTURE PLAZA, SUITE 220, IRVINE /s/ Terri Aprati, Attorney-in-Fact 2025-05-12 0002067346

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MOBX Class A Common Stock Award +400K +1114.67% 436K Apr 10, 2025 Direct F1, F3
transaction MOBX Class A Common Stock Award +600K +137.65% 1.04M Apr 15, 2025 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MOBX Stock Options (Right to Buy) Disposed to Issuer $0 -10K -100% $0.00 0 Apr 10, 2025 Class A Common Stock 10K $4.18 Direct F4, F5
transaction MOBX Stock Options (Right to Buy) Disposed to Issuer $0 -162K -100% $0.00 0 Apr 10, 2025 Class A Common Stock 162K $4.18 Direct F4, F6
transaction MOBX Stock Options (Right to Buy) Disposed to Issuer $0 -426 -100% $0.00 0 Apr 10, 2025 Class A Common Stock 426 $6.84 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These Restricted Stock Units ("RSUs") were granted to the Reporting Person on April 10, 2025 and are 90% vested on the grant date (April 10, 2025) and the remaining 10% will vest in equal installments on the last day of each calendar month until fully vested on January 1, 2026. The delivery of shares underlying the RSUs will be deferred until the earlier of (i) the Reporting Person's separation from service, disability, death; (ii) change in control of the company; (iii) the occurrence of an unforeseeable emergency for the participant as defined under Section 409A of the Internal Revenue Code; or (iv) the occurrence of the final vesting date.
F2 These Restricted Stock Units ("RSUs") were granted to the Reporting Person on April 15, 2025 and are 90% vested on the grant date (April 15, 2025) and the remaining 10% will vest in equal installments on the last day of each calendar month until fully vested on January 1, 2026. The delivery of shares underlying the RSUs will be deferred until the earlier of (i) the Reporting Person's separation from service, disability, death; (ii) change in control of the company; (iii) the occurrence of an unforeseeable emergency for the participant as defined under Section 409A of the Internal Revenue Code; or (iv) the occurrence of the final vesting date.
F3 These RSUs were issued upon cancellation of the stock options described in footnote 4 below.
F4 These stock options were cancelled upon the grant of RSUs described in footnote 1.
F5 These stock options were fully vested and exercisable.
F6 These stock options would have been fully vested and exercisable on 9/30/2025.