Barbra Keck - May 28, 2025 Form 4 Insider Report for SmartKem, Inc. (SMTK)

Role
Chief Financial Officer
Signature
/s/ Barbra Keck
Stock symbol
SMTK
Transactions as of
May 28, 2025
Transactions value $
$0
Form type
4
Date filed
5/28/2025, 09:00 PM
Previous filing
Jun 17, 2024
Next filing
Sep 5, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Keck Barbra Chief Financial Officer C/O SMARTKEM, MANCHESTER TECHNOLOGY CTR, HEXAGON TOWER DELAUNAYS ROAD, BLACKLEY, MANCHESTER, UNITED KINGDOM /s/ Barbra Keck 2025-05-28 0001464238

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMTK Stock Option (right to Buy) Award $0 +75.7K $0.00 75.7K May 28, 2025 Common Stock 75.7K $2.51 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option grant was approved by the Compensation Committee of SmartKem, Inc.'s (the "Company") board of directors on April 15, 2025, subject to stockholder approval of an Amendment to the SmartKem, Inc. 2021 Equity Incentive Plan (the "Amendment"). The Company's stockholders approved the Amendment on May 28, 2025.
F2 The option vests as follows: 25% on the date of grant with the remaining shares to vest in equal monthly installments over a period of 36 months commencing on May 15, 2025 and on the 15th date of each month thereafter.