| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Phelan William P | Director | C/O SOLUNA HOLDINGS, INC., 325 WASHINGTON AVENUE EXTENSION, ALBANY | /s/ Christopher Gandolfo, Attorney in Fact | 12 Jun 2025 | 0001311899 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SLNH | 9.0% Series A Cumulative Perpetual Preferred Stock | Sale | -$29.8K | -10K | -5.39% | $2.98 | 175K | 10 Jun 2025 | Direct | F1 |
| transaction | SLNH | 9.0% Series A Cumulative Perpetual Preferred Stock | Sale | -$9.38K | -3.35K | -1.91% | $2.80 | 172K | 11 Jun 2025 | Direct | F2 |
| Id | Content |
|---|---|
| F1 | Represents the average sales price of shares sold ranging from $2.76- $3.26 per share of 9.0% Series A Cumulative Preferred Stock. Mr. Phelan undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of shares sold in each separate lot. |
| F2 | Represents the average sales price of shares sold ranging from $2.55- $3.00 per share of 9.0% Series A Cumulative Preferred Stock. Mr. Phelan undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of shares sold in each separate lot. |