Jose Vargas - 04 Aug 2025 Form 3 Insider Report for Fundamental Global Inc. (FGF)

Role
Director
Signature
/s/ Jose Vargas
Issuer symbol
FGF
Transactions as of
04 Aug 2025
Net transactions value
$0
Form type
3
Filing time
08 Aug 2025, 17:35:47 UTC
Previous filing
02 Sep 2022
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Vargas Jose J. Director C/O FUNDAMENTAL GROUP LLC, 6408 BANNINGTON ROAD, CHARLOTTE /s/ Jose Vargas 08 Aug 2025 0001641128

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FGF Common Stock Purchase Warrant 04 Aug 2025 Common Stock 170,000 $5.00 By Galeb3 Inc. F1, F2
holding FGF Pre - Funded Common Stock Purchase Warrant 04 Aug 2025 Common Stock 80,000 $0.001000 By Galeb3 Inc. F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise subject to the latter of the (i) effectiveness of articles of amendment to the Company's amended and restated articles of incorporation to increase authorized shares to 1,000,000,000 and (ii) 21st day following final information statement for Nasdaq Rule 5635(d) approval (the "Initial Exercise Date").
F2 Expires ten years from Initial Exercise Date. Exercise limited to 50% of warrant shares until Company purchases $150 million in Ethereum tokens.
F3 No expiration until exercised in full; exercise price pre-funded.