Fundamental Global GP, LLC - 04 Aug 2025 Form 4 Insider Report for Fundamental Global Inc. (FGF)

Role
10%+ Owner
Signature
FUNDAMENTAL GLOBAL GP, LLC /S/ D. KYLE CERMINARA, CHIEF EXECUTIVE OFFICER
Issuer symbol
FGF
Transactions as of
04 Aug 2025
Net transactions value
+$1,497,000
Form type
4
Filing time
08 Aug 2025, 17:50:47 UTC
Previous filing
29 Nov 2024
SEC
View on sec.gov

Reporting Owners (3)

Name Relationship Address Signature Signature date CIK
Fundamental Global GP, LLC 10%+ Owner C/O FUNDAMENTAL GLOBAL GP, LLC, 6408 BANNINGTON RD., CHARLOTTE FUNDAMENTAL GLOBAL GP, LLC /S/ D. KYLE CERMINARA, CHIEF EXECUTIVE OFFICER 08 Aug 2025 0001878780
Cerminara Kyle CEO and Chairman, Director, 10%+ Owner C/O FUNDAMENTAL GLOBAL GP, LLC, 6408 BANNINGTON RD., CHARLOTTE D. Kyle Cerminara /S/ D. KYLE CERMINARA 08 Aug 2025 0001619991
MOGLIA JOSEPH H 10%+ Owner C/O FUNDAMENTAL GLOBAL GP, LLC, 6408 BANNINGTON RD., CHARLOTTE Joseph H. Moglia /S/ JOSEPH H. MOGLIA 08 Aug 2025 0001187586

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding FGF Common Stock 329,965 04 Aug 2025 FG Financial Holdings, LLC F1
holding FGF 8.00% Cumulative Preferred Stock, Series A, $25.00 par value 78,131 04 Aug 2025 FG Financial Holdings, LLC F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FGF Pre-Funded Common Stock Purchase Warrant Award $998,000 +200,000 $4.99 200,000 04 Aug 2025 Common Stock 200,000 $0.001000 FG Financial Holdings, LLC F1, F2, F3
transaction FGF Pre-Funded Common Stock Purchase Warrant Award $499,000 +100,000 $4.99 100,000 04 Aug 2025 Common Stock 100,000 $0.001000 Fundamental Global Holdings, LLC F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The holding companies managed by Fundamental Global GP, LLC ("FGGP"), including FG Financial Holdings LLC ("FGFH") and Fundamental Global Holdings LLC ("FGHL"), beneficially own in the aggregate 78,131 shares of the Issuer's preferred stock, 329,965 shares of the Issuer's common stock, and 300,000 of the Issuer's pre-funded common stock purchase warrants. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH and FGHL. Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH and FGHL. Each Reporting Person disclaims beneficial ownership of the shares of the Issuer's Preferred Stock and common stock beneficially owned by FGGP except to the extent of his or its pecuniary interest therein.
F2 Exercise subject to the latter of the (i) effectiveness of articles of amendment to the Company's amended and restated articles of incorporation to increase authorized shares to 1,000,000,000 and (ii) 21st day following final information statement for Nasdaq Rule 5635(d) approval (the "Initial Exercise Date").
F3 No expiration until exercised in full; exercise price pre-funded.