Name | Relationship | Address | Signature | Signature date | CIK |
---|---|---|---|---|---|
Zindrick Thomas | President and CEO | C/O GENELUX CORPORATION, 2625 TOWNSGATE ROAD, SUITE 230, WESTLAKE VILLAGE | /s/ Thomas Zindrick | 2025-08-29 | 0001937573 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | GNLX | Common Stock | Award | $0 | +361K | +187.19% | $0.00 | 554K | Aug 27, 2025 | Direct | F1, F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | GNLX | Stock Option (Right to Buy) | Award | $0 | +479K | $0.00 | 479K | Aug 27, 2025 | Common stock | 479K | $3.64 | Direct | F3 |
Id | Content |
---|---|
F1 | Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest 25% on the first anniversary of the date of grant, and the remaining shares shall vest in 12 equal quarterly (every 3 months) installments thereafter. |
F2 | Includes 1514 shares of common stock acquired under the Issuer's Employee Stock Purchase Plan. |
F3 | The shares subject to the option will vest 25% on the first anniversary of the date of grant, and the remaining shares shall vest in 36 equal monthly installments thereafter. |