John W. Smither - Aug 27, 2025 Form 4 Insider Report for GENELUX Corp (GNLX)

Role
Director
Signature
/s/ Thomas Zindrick, J.D. Attorney-in-Fact
Stock symbol
GNLX
Transactions as of
Aug 27, 2025
Transactions value $
$0
Form type
4
Date filed
8/29/2025, 04:30 PM
Previous filing
Jan 8, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Smither John W Director C/O GENELUX CORPORATION, 2625 TOWNSGATE ROAD, SUITE 230, WESTLAKE VILLAGE /s/ Thomas Zindrick, J.D. Attorney-in-Fact 2025-08-29 0001559583

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNLX Common Stock Award $0 +22.3K +42.27% $0.00 75K Aug 27, 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GNLX Stock Option (Right to Buy) Award $0 +28.6K $0.00 28.6K Aug 27, 2025 Common stock 28.6K $3.64 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units ("RSUs") granted pursuant to the Issuer's 2022 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of common stock upon vesting. The RSUs will vest upon the earlier of (a) the one-year anniversary of the date of grant and (b) the date of the Issuer's next annual meeting of stockholders.
F2 The shares subject to the option will vest upon the earlier of (a) the one-year anniversary of the date of grant and (b) the date of the Issuer's next annual meeting of stockholders.