Thomas Carrico - Jan 3, 2025 Form 4 Insider Report for Neuraxis, INC (NRXS)

Role
CRO, CCO, CPO
Signature
/s/ Thomas Carrico
Stock symbol
NRXS
Transactions as of
Jan 3, 2025
Transactions value $
$166,308
Form type
4
Date filed
9/10/2025, 06:32 AM
Previous filing
Aug 8, 2023
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Carrico Thomas Joeseph CRO, CCO, CPO 11611 N. MERIDIAN ST,, SUITE 330, CARMEL /s/ Thomas Carrico 2025-09-10 0001959325

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NRXS RSU Award $21.8K +10K $2.18 10K Mar 4, 2025 Common Stock 10K Direct F1
transaction NRXS RSU Award $59.8K +27.4K $2.18 27.4K Mar 4, 2025 Common Stock 27.4K Direct F2
transaction NRXS RSU Award $84.7K +35K $2.42 35K Jan 3, 2025 Common Stock 35K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares of common stock are restricted stock units (RSUs) granted to the reporting person as bonus under Neuraxis, Inc. 2022 Omnibus Securities and Incentive Plan, as amended. The RSUs will vest in full at the end of 36 months.
F2 These shares of common stock are RSUs granted to the reporting person under the Long-Term Incentive Plan. The RSUs will vest in full at the end of 36 months.
F3 These shares of common stock are RSUs granted to the reporting person under the Long-Term Incentive Plan. The RSUs will vest in full at the end of 36 months.