| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Friedman Paul M | Director | C/O OPPENHEIMER HOLDINGS INC., 85 BROAD STREET, NEW YORK | /s/ Jenny Chan, as Attorney-in-fact for Paul M. Friedman | 2025-06-10 | 0001648181 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | OPY | Class A non-voting common stock | Sale | -$222K | -3.5K | -14.58% | $63.32 | 20.5K | Jun 9, 2025 | Paul M. Friedman Living Trust dated 3/5/19 | |
| transaction | OPY | Class A non-voting common stock | Sale | -$222K | -3.5K | -17.07% | $63.31 | 17K | Jun 10, 2025 | Paul M. Friedman Living Trust dated 3/5/19 |