JOHN L. SULLIVAN III - 04 Feb 2021 Form 4 Insider Report for EASTERN CO (EML)

Role
Vice President & CFO
Signature
/s/John L. Sullivan III
Issuer symbol
EML
Transactions as of
04 Feb 2021
Transactions value $
$3,583
Form type
4
Filing time
20 May 2021, 09:00:15 UTC
Next filing
15 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EML Class A Common Stock Small acquisition under Rule 16a-6 $196 +8 +0.03% $24.51 31.1K 04 Feb 2021 Direct F1
transaction EML Class A Common Stock Small acquisition under Rule 16a-6 $188 +7 +0.02% $26.82 31.1K 05 Mar 2021 Direct F1
transaction EML Class A Common Stock Purchase $2.76K +104 +0.33% $26.51 31.2K 15 Mar 2021 Direct F2
transaction EML Class A Common Stock Small acquisition under Rule 16a-6 $248 +9 +0.03% $27.51 31.2K 06 Apr 2021 Direct F1
transaction EML Class A Common Stock Small acquisition under Rule 16a-6 $205 +7 +0.02% $29.29 31.2K 05 May 2021 Direct F1
transaction EML Class A Common Stock Options Exercise $159K +8.33K +26.69% $19.10 39.6K 10 May 2021 Direct F3
transaction EML Class A Common Stock Disposed to Issuer -$159K -5.1K -12.89% $31.21 34.5K 10 May 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EML Stock Appreciation Rights Options Exercise $0 -8.33K -100% $0.00* 0 10 May 2021 Common Stock 8.33K $19.10 Direct
transaction EML Stock Appreciation Rights Award $0 +10K $0.00 10K 27 Apr 2021 Common Stock 10K $24.90 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities Exchange Act of 1934, as amended.
F2 Represents shares acquired by the reporting person through the reinvestment of dividends under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.
F3 The reporting person received 3,233 shares of common stock upon the net exercise of 8,333 stock appreciation rights (SARs). A total of 5,100 shares of common stock underlying such SARs were withheld in the payment of the exercise price and to satisfy the withholding tax obligation resulting from the exercise.