John K. A. Prendergast - 22 Jun 2021 Form 4 Insider Report for PALATIN TECHNOLOGIES INC (PTN)

Role
Director
Signature
/s/John KA Prendergast, by Stephen A. Slusher, Attorney-In-Fact
Issuer symbol
PTN
Transactions as of
22 Jun 2021
Transactions value $
$0
Form type
4
Filing time
24 Jun 2021, 17:01:07 UTC
Previous filing
18 May 2021
Next filing
15 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PTN Common stock Award $0 +105K +8.36% $0.00 1.36M 22 Jun 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PTN Stock option (right to buy) Award $0 +173K $0.00 173K 22 Jun 2021 Common stock 173K $0.55 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted share units granted under the 2011 Stock Incentive Plan, each of which represents the right to receive, without further payment, one share of common stock. The restricted share units vest on June 22, 2022.
F2 The options vest at the rate of 1/12 per month on the last day of each month, starting on July 31, 2021.