Kristian Talvitie - Nov 15, 2021 Form 4 Insider Report for PTC INC. (PTC)

Role
EVP, Chief Financial Officer
Signature
/s/Catherine Gorecki by power of attorney filed 05/16/2019
Stock symbol
PTC
Transactions as of
Nov 15, 2021
Transactions value $
-$2,568,110
Form type
4
Date filed
11/17/2021, 07:32 PM
Next filing
Nov 18, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PTC Common Stock Options Exercise $0 +46.4K +210.53% $0.00 68.4K Nov 15, 2021 Direct
transaction PTC Common Stock Award $0 +4.63K +6.77% $0.00 73.1K Nov 15, 2021 Direct F1
transaction PTC Common Stock Tax liability -$2.57M -21.4K -29.27% $120.05 51.7K Nov 15, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PTC Restricted Stock Units Options Exercise $0 -4.28K -100% $0.00* 0 Nov 15, 2021 Common Stock 4.28K Direct F3, F4
transaction PTC Restricted Stock Units Award $0 +8.56K $0.00 8.56K Nov 15, 2021 Common Stock 8.56K Direct F3, F5
transaction PTC Restricted Stock Units Options Exercise $0 -8.56K -100% $0.00* 0 Nov 15, 2021 Common Stock 8.56K Direct F3, F5
transaction PTC Restricted Stock Units Award $0 +4.41K $0.00 4.41K Nov 15, 2021 Common Stock 4.41K Direct F3, F6
transaction PTC Restricted Stock Units Options Exercise $0 -4.41K -100% $0.00* 0 Nov 15, 2021 Common Stock 4.41K Direct F3, F6
transaction PTC Restricted Stock Units Award $0 +4.83K $0.00 4.83K Nov 15, 2021 Common Stock 4.83K Direct F3, F7
transaction PTC Restricted Stock Units Options Exercise $0 -4.83K -100% $0.00* 0 Nov 15, 2021 Common Stock 4.83K Direct F3, F7
transaction PTC Restricted Stock Units Options Exercise $0 -6.07K -50% $0.00 6.07K Nov 15, 2021 Common Stock 6.07K Direct F3, F8
transaction PTC Restricted Stock Units Exercise of out-of-the-money derivative security $0 -1.24K -50% $0.00 1.24K Nov 15, 2021 Common Stock 1.24K Direct F3, F9
transaction PTC Restricted Stock Units Award $0 +903 $0.00 903 Nov 15, 2021 Common Stock 903 Direct F3, F10
transaction PTC Restricted Stock Units Options Exercise $0 -903 -100% $0.00* 0 Nov 15, 2021 Common Stock 903 Direct F3, F10
transaction PTC Restricted Stock Units Award $0 +990 $0.00 990 Nov 15, 2021 Common Stock 990 Direct F3, F11
transaction PTC Restricted Stock Units Options Exercise $0 -990 -100% $0.00* 0 Nov 15, 2021 Common Stock 990 Direct F3, F11
transaction PTC Restricted Stock Units Options Exercise $0 -5.72K -33.33% $0.00 11.4K Nov 15, 2021 Common Stock 5.72K Direct F3, F12
transaction PTC Restricted Stock Units Options Exercise $0 -5.72K -50.01% $0.00 5.72K Nov 15, 2021 Common Stock 5.72K Direct F3, F13
transaction PTC Restricted Stock Units Options Exercise $0 -3.68K -39.14% $0.00 5.72K Nov 15, 2021 Common Stock 3.68K Direct F3, F14
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares earned under FY21 Corporate Incentive Plan.
F2 Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person on the shares serviced.
F3 Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
F4 RSUs granted on May 15, 2019 that vested on November 15, 2021.
F5 Performance based RSUs granted on on May 15, 2019 that vested on November 15, 2021.
F6 Performance based RSUs granted on November 21, 2019 that could be earned for FY21 that were earned and vested on November 15, 2021.
F7 Performance based RSUs granted on November 21, 2019 that could be earned for FY21 that were earned and vested on November 15, 2021.
F8 RSUs granted on November 21, 2019 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022.
F9 RSUs granted on May 18, 2020 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022.
F10 Performance-based RSUs granted on May 18, 2020 that could be earned for FY21 that were earned and vested on November 15, 2021.
F11 Performance-based RSUs granted on May 18, 2020 that could be earned for FY21 that were earned and vested on November 15, 2021.
F12 RSUs granted on November 17, 2020 that vest in three substantially equal installments on November 15, 2021, 2022 and 2023.
F13 Performance based RSUs granted on November 17, 2020 that vested on November 15, 2021.
F14 Performance based RSUs granted on November 17, 2020 that vested on November 15, 2021.