Bruce Gates - 31 Dec 2021 Form 4 Insider Report for Lowell Farms Inc. (LOWLF)

Role
Director
Signature
/s/ Bruce Gates
Issuer symbol
LOWLF
Transactions as of
31 Dec 2021
Net transactions value
$0
Form type
4
Filing time
05 Jan 2022, 05:02:31 UTC
Previous filing
24 May 2021
Next filing
18 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LOWLF Subordinate Voting Shares Options Exercise $0 +75,000 +915% $0.000000 83,200 31 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LOWLF Restricted Stock Units Options Exercise $0 +75,000 $0.000000* 0 31 Dec 2021 Subordinate Voting Shares 75,000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents a contingent right to receive one Subordinate Voting Share on the vesting date.
F2 The RSUs vested on December 31, 2021.