| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | PLNH | Common Shares | 65,894 | 02 Mar 2022 | Direct | F1, F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | PLNH | Stock Option | 02 Mar 2022 | Common Shares | 21,468 | $1.04 | Direct | F2, F3, F4 | ||||||
| holding | PLNH | Stock Option | 02 Mar 2022 | Common Shares | 114,500 | $2.42 | Direct | F2, F5, F6 |
| Id | Content |
|---|---|
| F1 | Received in exchange for 575,500 common shares of Next Green Wave Holdings Inc. ("NGW") pursuant to the Arrangement Agreement between NGW and Planet 13 Holdings Inc. ("Planet 13") (the "Arrangement"). On March 2, 2022, the effective date of the Arrangement, the closing price of Planet 13's common shares on the Canadian Stock Exchange was C$3.34 per share. |
| F2 | Received pursuant to Rule 16b-3(d). |
| F3 | Fully vested on March 2, 2022. |
| F4 | The exercise price reported above was converted from the Canadian exercise price of C$1.32 using an exchange rate of C$1.2668=US$1.00 on March 2, 2022. |
| F5 | Fully vested on March 2, 2022. |
| F6 | The exercise price reported above was converted from the Canadian exercise price of C$3.06 using an exchange rate of C$1.2668=US$1.00 on March 2, 2022. |