Darcie Peck - 17 Nov 2022 Form 4 Insider Report for LIGHTPATH TECHNOLOGIES INC (LPTH)

Role
Director
Signature
/s/ Natalie N. Cockayne attorney-in-fact
Issuer symbol
LPTH
Transactions as of
17 Nov 2022
Net transactions value
$0
Form type
4
Filing time
18 Nov 2022, 16:06:14 UTC
Previous filing
30 Mar 2022
Next filing
05 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LPTH Class A common stock Options Exercise +55,493 +121% 101,400 18 Nov 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LPTH Restricted stock units Award $0 +50,847 $0.000000 50,847 17 Nov 2022 Class A common stock 50,847 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units were settled into Class A Common Stock on a one-for-one basis upon vesting.
F2 Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
F3 The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board.