James P. Woidke - 31 Dec 2022 Form 5 Insider Report for EASTERN CO (EML)

Role
Chief Operating Officer
Signature
/s/James P. Woidke
Issuer symbol
EML
Transactions as of
31 Dec 2022
Net transactions value
$0
Form type
5
Filing time
30 Jan 2023, 15:00:37 UTC
Previous filing
16 Jun 2021
Next filing
03 Mar 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EML Stock Appreciation Rights Award $0 +7,000 +100% $0.000000 14,000 03 Mar 2022 Common Stock 7,000 $26.30 Direct F1
transaction EML Stock Award Award $0 +2,133 +15% $0.000000 16,133 15 Mar 2022 Common Stock 2,133 $0.000000 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person was granted 7,000 stock appreciation rights (SARs) in 2019 that became exercisable upon satisfaction of performance requirements in 2022.
F2 The reporting person was granted 2,133 shares that vest on 3/1/2025, subject to employment at the vesting date.