Hui-Lan Wu - 30 Jun 2023 Form 4 Insider Report for Ainos, Inc. (AIMD)

Role: Chief Financial Officer
Signature: /s/ John Junyong Lee POA for Hui-Lan Wu
Issuer symbol: AIMD
Transactions as of: 30 Jun 2023
Net transactions value: $0
Form type: 4
Filing time: 05 Jul 2023, 17:03:38 UTC
Previous filing: 26 Oct 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AIMD	Common Stock	Award	$6,405	+5,250	+3.6%	$1.22	149,783	30 Jun 2023	Direct	F3
holding	AIMD	Common Stock						18,905	30 Jun 2023	Daughter	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AIMD	RSU	Award		+35,000			35,000	24 Oct 2022	Common	35,000		Direct	F2
transaction	AIMD	RSU issuance	Conversion of derivative security	$6,405	-5,250	-15%	$1.22	29,750	30 Jun 2023	Common	5,250	$1.22	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Yun-Huan Liao is Hui-Lan Wu's daughter
F2	This reported transaction represents the granting of 35,000 Restricted Stock Units (the "RSUs"). The RSUs were originally authorized pursuant to an employment Mandate Agreement dated March 17, 2022 (the "Mandate agreement") and under the Company's 2023 Stock Incentive Plan. The RSUs will vest in increments of 15% on 4/24/23 and 10/24/23, 30% on 10/24/24 and 40% on 10/24/25, subject to normal and customary termination events.
F3	This reported transaction represents the FINAL conversion of 5,250 Restricted Stock Units (the "RSUs"). Hui-Lan Wu retired from her position as CFO of the Company on May 17 2023.