Albert Miranda - 30 Jun 2023 Form 5 Insider Report for LIGHTPATH TECHNOLOGIES INC (LPTH)

Role
Chief Financial Officer
Signature
/s/ Natalie Cockayne, attorney-in-fact
Issuer symbol
LPTH
Transactions as of
30 Jun 2023
Transactions value $
$0
Form type
5
Filing time
14 Aug 2023, 14:41:55 UTC
Previous filing
02 Dec 2022
Next filing
04 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LPTH Class A common stock Options Exercise +1.37K +6.42% 22.7K 02 Jan 2023 Direct F1
transaction LPTH Class A common stock Options Exercise +1.37K +6.42% 22.7K 01 Apr 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LPTH Restricted Stock Award Award +7.79K +6.92% 120K 02 Jan 2023 Class A common stock 7.79K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock awards were settled into Class A Common Stock on a one-for-one basis upon vesting. Shares were withheld to cover the employee's share of payroll taxes.
F2 Each restricted stock award represents a contingent right to receive one share of Class A common stock.
F3 The restricted stock awards vest equally each quarter over a one year period, with the first vesting on January 2, 2023.