| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PTN | Common Stock | Tax liability | $5,105 | -2,331 | -0.62% | $2.19 | 376,238 | 15 Aug 2023 | Direct | F1, F2 |
| transaction | PTN | Common Stock | Tax liability | $4,163 | -1,901 | -0.51% | $2.19 | 374,337 | 15 Aug 2023 | Direct | F3 |
| transaction | PTN | Common Stock | Tax liability | $5,690 | -2,540 | -0.68% | $2.24 | 371,797 | 15 Aug 2023 | Direct | F1, F4 |
| transaction | PTN | Common Stock | Tax liability | $2,867 | -1,280 | -0.34% | $2.24 | 370,517 | 15 Aug 2023 | Direct | F5 |
| transaction | PTN | Common Stock | Tax liability | $3,674 | -1,640 | -0.44% | $2.24 | 368,877 | 15 Aug 2023 | Direct | F1, F6 |
| transaction | PTN | Common Stock | Tax liability | $2,296 | -1,025 | -0.28% | $2.24 | 367,852 | 15 Aug 2023 | Direct | F7 |
| transaction | PTN | Common Stock | Tax liability | $1,847 | -851 | -0.23% | $2.17 | 367,001 | 15 Aug 2023 | Direct | F1, F8 |
| transaction | PTN | Common Stock | Tax liability | $1,515 | -698 | -0.19% | $2.17 | 366,303 | 15 Aug 2023 | Direct | F1, F9 |
| Id | Content |
|---|---|
| F1 | A certificate of amendment of the articles of incorporation of Palatin Technologies for a 1-for-25 reverse stock split of issued and outstanding common stock (the "Reverse Stock Split") was effective as of 5:00 p.m. Eastern Time on August 30, 2022 (the "Effective Date"). All share and per share numbers herein, including common stock and awards made or vested prior to the Effective Date, have been adjusted to give effect to the Reverse Stock Split. |
| F2 | Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 16, 2023, the date of vesting. The grant of the underlying 6,465 time-based restricted share units, which vested on June 16, 2023, was reported on Form 4 filed on June 18, 2020 as to one half of the total grant, and on Form 4 filed on June 26, 2020 as to the remaining one half, which had been granted contingent on increasing the shares reserved for grant under the 2011 Stock Incentive Plan, which was approved the stockholders at a meeting on June 25, 2020. |
| F3 | Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 16, 2023, the date of vesting. The grant and vesting of the underlying 5,273 restricted share units was reported on Form 4 filed on June 22, 2023, with a transaction date of June 20, 2023. |
| F4 | Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 22, 2023, the date of vesting. The grant of the underlying 7,045 time-based restricted share units, which vested on June 22, 2023, was reported on Form 4 filed on June 24, 2021. |
| F5 | Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 22, 2023, the date of vesting. The grant and vesting of the underlying 3,551 restricted share units was reported on Form 4 filed on June 22, 2023, with a transaction date of June 20, 2023. |
| F6 | Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 22, 2023, the date of vesting. The grant of the underlying 4,550 time-based restricted share units, which vested on June 22, 2023, was reported on Form 4 filed on June 28, 2022. |
| F7 | Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 22, 2023, the date of vesting. The grant and vesting of the underlying 2,844 restricted share units was reported on Form 4 filed on June 22, 2023, with a transaction date of June 20, 2023. |
| F8 | Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 24, 2023, the date of vesting. The grant of the underlying 2,360 time-based restricted share units which vested on June 24, 2023 was reported on Form 4 filed on June 26, 2019. |
| F9 | Shares withheld by the issuer, on election of the Reporting Person with the consent of the issuer, to pay employee withholding taxes. Such taxes were withheld and reported for the payroll in the period ended August 15, 2023, with the per share value determined as of June 24, 2023, the date of vesting. The grant and vesting of the underlying 1,937 restricted share units was reported on Form 4 filed on June 22, 2023, with a transaction date of June 20, 2023. |