LAURENCE S. ZIPKIN - 31 Aug 2023 Form 4 Insider Report for Mill City Ventures III, Ltd (MCVT)

Role
Director
Signature
/s/ Laurence S. Zipkin
Issuer symbol
MCVT
Transactions as of
31 Aug 2023
Net transactions value
+$212,000
Form type
4
Filing time
01 Sep 2023, 15:08:50 UTC
Previous filing
01 Dec 2022
Next filing
11 Dec 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCVT Common Stock Options Exercise $212,000 +100,000 +176% $2.12 156,761 31 Aug 2023 Direct
holding MCVT Common Shares 56,761 31 Aug 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCVT Non-qualified stock options Options Exercise $0 -100,000 -100% $0.000000* 0 31 Aug 2023 Common Stock 100,000 $2.12 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Remarks:

This filing relates only to the exercise of options to purchase common stock by the reporting person. No shares were sold by the reporting person.