chun-hsien tsai - 15 Nov 2023 Form 4 Insider Report for Ainos, Inc. (AIMD)

Role
CEO, PRESIDENT, CHAIRMAN, Director
Signature
/s/ John Junyong Lee POA for Chun-Hsien Tsai
Issuer symbol
AIMD
Transactions as of
15 Nov 2023
Transactions value $
$0
Form type
4
Filing time
16 Nov 2023, 19:19:34 UTC
Previous filing
05 Jul 2023
Next filing
28 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AIMD Common Stock Award $4.58K +7.5K +2.07% $0.61 371K 15 Nov 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AIMD RSU Conversion of derivative security -$4.58K -7.5K -17.65% $0.61 35K 15 Nov 2023 COMMON 7.5K $0.61 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reference is made to 50,000 RSUs that were granted pursuant to an employment Mandate Agreement dated March 17, 2022 (the "Mandate Agreement") and under the Company's 2021 Stock Incentive Plan, and as amended by its 2023 Stock Incentive Plan. The RSUs vest in increments of 15% on 4/24/23 and 10/24/23, 30% on 10/24/24 and 40% on 10/24/25, subject to normal and customary termination events.