LIN LAWRENCE K - 24 Nov 2023 Form 4 Insider Report for Ainos, Inc. (AIMD)

Role: E.V.P. OF OPERATIONS
Signature: /s/ John Junyong Lee per POA for Lin, Lawrence K
Issuer symbol: AIMD
Transactions as of: 24 Nov 2023
Net transactions value: +$6,000
Form type: 4
Filing time: 28 Nov 2023, 17:19:13 UTC
Previous filing: 28 Dec 2021
Next filing: 20 Feb 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AIMD	Common Stock	Award	$6,000	+10,000	+22%	$0.6000	54,504	24 Nov 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AIMD	Warrants	Award		+30,174			30,174	24 Nov 2023	Warrants	30,174		owned by i2China	F2
transaction	AIMD	Options	Award		+11,111			11,111	24 Nov 2023	Options	11,111		Direct	F3
transaction	AIMD	RSU	Award		+12,000			12,000	24 Nov 2023	RSU	12,000		Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reference is a made to a Special Stock Award pursuant to approval on October 11, 2023 by the Company's Board of Directors and Shareholders by Action by Written Consent. Prior to the Special Stock Award, Mr. Lin beneficially owned 44,504 common stock consisting of 16,947 held individually and 27,577 owned by i2China Management LLC of which Mr. Lin is the sole member.
F2	Reference is made to 30,174 shares reserved for warrants, beneficially owned by i2China on demand.
F3	Reference is made to 11,111 options vested from the Company's 2018 NQSOP.
F4	Reference is made to 12,000 RSUs that were granted on August 15, 2013 pursuant to the Company's 2023 Stock Incentive Plan. The RSUs vest in increments of 15% on 2/15/24, 15% on 8/15/24, 30% on 8/15/25, and 40% on 8/15/26 subject to normal and customary termination events.