chung-yi tsai - Jan 31, 2024 Form 4 Insider Report for Ainos, Inc. (AIMD)

Role
Director
Signature
/s/ John Junyong Lee per POA for Chung-Yi Tsai
Stock symbol
AIMD
Transactions as of
Jan 31, 2024
Transactions value $
$1,378
Form type
4
Date filed
2/2/2024, 06:50 PM
Previous filing
Nov 28, 2023
Next filing
Jan 31, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AIMD Common Stock Award $1.38K +1.47K +2.85% $0.94 52.9K Jan 31, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AIMD RSU Conversion of derivative security -1.47K -50% 1.47K Jan 31, 2024 Common Stock 1.47K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reference is made to the 22,000 RSUs, adjusted to 4,400 shares giving effect to the 1for 5 reverse share split on December 14, 2023, granted under the 2021 Stock Incentive Plan, as amended by the 2023 Stock Incentive Plan. Each RSU represents a right to receive one (1) share of common stock upon vesting and the expiration of any applicable restricted period or, if approved, the cash value thereof (or any combination thereof). Holders of RSUs have no rights or privileges as a stockholder. Except as otherwise agreed, if the Reporting Person's participation is terminated for any reason prior to the date that all of its RSU have vested, all vesting rights shall cease and all unvested RSU shall be forfeited for no consideration as of the date termination. Vesting dates related to the 4,400 RSUs are as follows: 1,466 shares on 1/31/23, 1/31/24, and 1/31/25, respectively.

Remarks:

Ex. 24 - Power of Attorney