Shmuel Rubin - Jan 31, 2024 Form 4 Insider Report for LIGHTPATH TECHNOLOGIES INC (LPTH)

Role
Chief Executive Officer, Director
Signature
/s/ Natalie Cockayne, attorney-in-fact
Stock symbol
LPTH
Transactions as of
Jan 31, 2024
Transactions value $
$0
Form type
4
Date filed
2/5/2024, 08:48 PM
Previous filing
Oct 4, 2023
Next filing
Feb 28, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LPTH Class A common stock Options Exercise +25.7K +23.61% 135K Jan 31, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LPTH Restricted stock units Award +118K 118K Jan 31, 2024 Class A common stock 118K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units were settled into Class A Common Stock on a one-for-one basis upon vesting.
F2 Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
F3 The restricted stock units vest equally over a three year period, with the first vesting on January 31, 2025.