Thomas B. Ellis - Jun 16, 2025 Form 4 Insider Report for LIGHTPATH TECHNOLOGIES INC (LPTH)

Signature
/s/ Natalie N King attorney-in-fact
Stock symbol
LPTH
Transactions as of
Jun 16, 2025
Transactions value $
$0
Form type
4
Date filed
6/20/2025, 10:35 AM
Previous filing
May 28, 2025
Next filing
Nov 21, 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
ELLIS THOMAS B Director, 10%+ Owner 867 BOYLSTON STREET, 5TH FLOOR, #1361, BOSTON /s/ Natalie N King attorney-in-fact 2025-06-18 0001283774

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LPTH Restricted stock units Award +6.97K 6.97K Jun 16, 2025 Class A common stock 6.97K See footnotes F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
F2 The restricted stock units vest November 20, 2025. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board.
F3 The reported securities are directly held by North Run Capital, LP, and may be deemed to be indirectly beneficially owned by North Run Advisors, LLC as the general partner of North Run Capital, LP. The reported securities may also be deemed to be indirectly beneficially owned by the Reporting Person as a member of North Run Advisors, LLC.
F4 The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission of beneficial ownership of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.