Joseph A. Geraci II - 24 Jun 2025 Form 4 Insider Report for Mill City Ventures III, Ltd (MCVT)

Signature
/s/ Joseph A. Geraci, II
Issuer symbol
MCVT
Transactions as of
24 Jun 2025
Transactions value $
$0
Form type
4
Filing time
09 Jul 2025, 21:33:57 UTC
Previous filing
01 Dec 2022
Next filing
04 Aug 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
GERACI JOSEPH ANTHONY II Chief Financial Officer, Director 1907 WAYZATA BLVD.,, SUITE 205, WAYZATA /s/ Joseph A. Geraci, II 09 Jul 2025 0001394647

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCVT Common stock Other $0 -115K -35.41% $0.00 211K 30 Jun 2025 Direct F1
holding MCVT Common stock 129K 24 Jun 2025 By Lantern Advisers LLC F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCVT Non-Qualified Stock Option Other $0 -125K -50% $0.00 125K 24 Jun 2025 Common stock 125K $2.12 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transaction reflects shares transferred to the reporting person's ex-spouse pursuant to a marital-dissolution decree. The securities owned by the ex-spouse are not beneficially owned by the reporting person.
F2 A Minnesota limited liability company of which the reporting person is a member and manager. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.