Shibu Ninan - 15 Sep 2024 Form 4 Insider Report for Okta, Inc. (OKTA)

Role
Chief Accounting Officer
Signature
/s/ Alan Smith, attorney-in-fact of the Reporting Person
Issuer symbol
OKTA
Transactions as of
15 Sep 2024
Net transactions value
$0
Form type
4
Filing time
17 Sep 2024, 17:30:05 UTC
Previous filing
18 Jun 2024
Next filing
17 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OKTA Class A Common Stock Options Exercise $0 +2,196 +37% $0.000000 8,064 15 Sep 2024 Direct F1
transaction OKTA Class A Common Stock Tax liability $0 -1,113 -14% $0.000000 6,951 15 Sep 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +556 +8% $0.000000 7,507 15 Sep 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -282 -3.8% $0.000000 7,225 15 Sep 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +484 +6.7% $0.000000 7,709 15 Sep 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -246 -3.2% $0.000000 7,463 15 Sep 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OKTA Restricted Stock Units Options Exercise $0 -2,196 -11% $0.000000 17,567 15 Sep 2024 Class A Common Stock 2,196 Direct F2, F3
transaction OKTA Restricted Stock Units Options Exercise $0 -556 -14% $0.000000 3,334 15 Sep 2024 Class A Common Stock 556 Direct F2, F4
transaction OKTA Restricted Stock Units Options Exercise $0 -484 -9.1% $0.000000 4,842 15 Sep 2024 Class A Common Stock 484 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 162 shares of Class A Common Stock acquired under a Section 423 Employee Stock Purchase Plan.
F2 Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
F3 25% of the shares underlying the RSU vested on September 15, 2023, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F4 8.33% of the shares underlying the RSU vested on June 15, 2023, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F5 8.33% of the shares underlying the RSU vested on June 15, 2024, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.