WILLIAM H. ROGERS JR - 15 Mar 2023 Form 4 Insider Report for TRUIST FINANCIAL CORP (TFC)

Role
Chairman and CEO, Director
Signature
Carla Brenwald, Attorney-in-fact
Issuer symbol
TFC
Transactions as of
15 Mar 2023
Transactions value $
-$1,075,446
Form type
4
Filing time
17 Mar 2023, 13:44:55 UTC
Previous filing
01 Mar 2023
Next filing
25 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TFC Common Stock Tax liability -$1.08M -33.5K -5.36% $32.10 591K 15 Mar 2023 Direct
holding TFC Common Stock 185K 15 Mar 2023 By Trust
holding TFC Common Stock 300K 15 Mar 2023 By grantor retained annuity trust
holding TFC Common Stock 11.5K 15 Mar 2023 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TFC Phantom Stock Unit 2.88K 15 Mar 2023 Common Stock 2.88K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents phantom stock units under the Truist Nonqualified Deferred Compensation Plan.
F2 Includes shares acquired as a result of dividend reinvestment since the last reported transaction.