Scott D. Grimes - 22 Mar 2022 Form 4 Insider Report for Cardlytics, Inc. (CDLX)

Role
Director
Signature
/s/ Kirk Somers, Attorney-in-Fact
Issuer symbol
CDLX
Transactions as of
22 Mar 2022
Transactions value $
$0
Form type
4
Filing time
24 Mar 2022, 19:54:10
Previous filing
21 Mar 2022
Next filing
05 Apr 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CDLX Common Stock Award $0 +1.66K +0.78% $0.00 216K 24 Mar 2022 Direct F1
holding CDLX Common Stock 53.1K 22 Mar 2022 See Footnote F2
holding CDLX Common Stock 55.8K 22 Mar 2022 See Footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CDLX Restricted Stock Unit Award $0 +31.2K +228.47% $0.00 44.8K 22 Mar 2022 Common Stock 31.2K Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a restricted stock unit ("RSU") award. The shares underlying the RSU award vested immediately upon grant.
F2 The reportable securities are held by the 2013 Scott Grimes GRAT UAD.
F3 The reportable securities are held by the UTMA Custodial account fbo Pierce Grimes.
F4 Each RSU represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.
F5 25% of the RSUs shall vest on April 1, 2023 with the remainder vesting in equal amounts quarterly thereafter, provided that the Reporting Person remains employed by the Issuer on such vesting date.