Megan D. Santana - Dec 31, 2021 Form 5 Insider Report for UNIVEST FINANCIAL Corp (UVSP)

Role
EVP & Chief Risk Officer, General Counsel
Signature
Megan D. Santana
Stock symbol
UVSP
Transactions as of
Dec 31, 2021
Transactions value $
$0
Form type
5
Date filed
1/28/2022, 09:17 AM
Next filing
Mar 17, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding UVSP Common 8.29K Dec 31, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding UVSP Stock Options (Right to Buy) 2.52K Dec 31, 2021 Common 2.52K $28.15 Direct F2
holding UVSP Stock Options (Right to Buy) 2.79K Dec 31, 2021 Common 2.79K $28.50 Direct F2
holding UVSP Restricted Stock Units 289 Dec 31, 2021 Common 289 Direct F3, F4
holding UVSP Restricted Stock Units 1.2K Dec 31, 2021 Common 1.2K Direct F3, F4
holding UVSP Restricted Stock Units 1.22K Dec 31, 2021 Common 1.22K Direct F3, F4
holding UVSP Performance Restricted Stock Units 2.02K Dec 31, 2021 Common 2.02K Direct F3, F5
holding UVSP Performance Restricted Stock Units 4.2K Dec 31, 2021 Common 4.2K Direct F3, F5
holding UVSP Performance Restricted Stock Units 2.84K Dec 31, 2021 Common 2.84K Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 INCLUDES 5,681.6742 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.
F2 AT THE GRANT DATE, STOCK OPTIONS ARE EXERCISABLE AT 33.3% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED.
F3 EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.
F4 RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.
F5 THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.