| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ASIX | Common Stock, par value $0.01 | Tax liability | -$131K | -4.73K | -14.23% | $27.75 | 28.5K | Feb 28, 2025 | Direct | F1 |
| transaction | ASIX | Common Stock, par value $0.01 | Award | $0 | +15.9K | +55.62% | $0.00 | 44.4K | Feb 28, 2025 | Direct | F2 |
| transaction | ASIX | Common Stock, par value $0.01 | Sale | -$111K | -4K | -9.02% | $27.75 | 40.4K | Mar 3, 2025 | Direct | F3 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Shares withheld to satisfy tax withholding obligations related to Restricted Stock Units that vested on February 28, 2025. |
| F2 | Grant of restricted stock units pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as Amended and Restated, which are scheduled to vest in three equal annual installments on the first three anniversaries of the grant date. |
| F3 | The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2024. |