Surojit Chatterjee - 02 Dec 2021 Form 4 Insider Report for Coinbase Global, Inc. (COIN)

Signature
/s/ Surojit Chatterjee, by Jolie Yang, Attorney-in-Fact
Issuer symbol
COIN
Transactions as of
02 Dec 2021
Transactions value $
-$8,206,335
Form type
4
Filing time
06 Dec 2021, 17:19:56 UTC
Previous filing
10 Nov 2021
Next filing
06 Jan 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COIN Class A Common Stock Options Exercise $561,300 +30,000 +357.14% $18.71* 30,084 02 Dec 2021 Direct F1
transaction COIN Class A Common Stock Sale -$385,328 -1,355 -4.5% $284.38 28,729 02 Dec 2021 Direct F1, F2
transaction COIN Class A Common Stock Sale -$362,325 -1,269 -4.42% $285.52 27,460 02 Dec 2021 Direct F1, F3
transaction COIN Class A Common Stock Sale -$795,879 -2,777 -10.11% $286.6 24,683 02 Dec 2021 Direct F1, F4
transaction COIN Class A Common Stock Sale -$368,776 -1,282 -5.19% $287.66 23,401 02 Dec 2021 Direct F1, F5
transaction COIN Class A Common Stock Sale -$721,903 -2,501 -10.69% $288.65 20,900 02 Dec 2021 Direct F1, F6
transaction COIN Class A Common Stock Sale -$637,409 -2,201 -10.53% $289.6 18,699 02 Dec 2021 Direct F1, F7
transaction COIN Class A Common Stock Sale -$789,714 -2,715 -14.52% $290.87 15,984 02 Dec 2021 Direct F1, F8
transaction COIN Class A Common Stock Sale -$583,343 -2,000 -12.51% $291.67 13,984 02 Dec 2021 Direct F1, F9
transaction COIN Class A Common Stock Sale -$29,233 -100 -0.72% $292.33 13,884 02 Dec 2021 Direct F1
transaction COIN Class A Common Stock Sale -$220,233 -747 -5.38% $294.82 13,137 02 Dec 2021 Direct F1, F10
transaction COIN Class A Common Stock Sale -$2,674,283 -9,043 -68.84% $295.73 4,094 02 Dec 2021 Direct F1, F11
transaction COIN Class A Common Stock Sale -$477,385 -1,610 -39.33% $296.51 2,484 02 Dec 2021 Direct F1, F12
transaction COIN Class A Common Stock Sale -$119,139 -400 -16.1% $297.85 2,084 02 Dec 2021 Direct F1, F13
transaction COIN Class A Common Stock Sale -$119,784 -400 -19.19% $299.46 1,684 02 Dec 2021 Direct F1, F14
transaction COIN Class A Common Stock Sale -$240,512 -800 -47.51% $300.64 884 02 Dec 2021 Direct F1, F15
transaction COIN Class A Common Stock Sale -$151,162 -500 -56.56% $302.32 384 02 Dec 2021 Direct F1, F16
transaction COIN Class A Common Stock Sale -$30,290 -100 -26.04% $302.9 284 02 Dec 2021 Direct F1
transaction COIN Class A Common Stock Sale -$60,933 -200 -70.42% $304.66 84 02 Dec 2021 Direct F1, F17

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COIN Employee Stock Option (right to buy) Options Exercise $0 -30,000 -1.75% $0 1,686,692 02 Dec 2021 Class A Common Stock 30,000 $18.71 Direct F1, F18
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 1, 2021, during an open trading window.
F2 Represents the weighted average sale price. The lowest price at which shares were sold was $284.07 and the highest price at which shares were sold was $285.02. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2) to (17) to this Form 4.
F3 Represents the weighted average sale price. The lowest price at which shares were sold was $285.09 and the highest price at which shares were sold was $285.96.
F4 Represents the weighted average sale price. The lowest price at which shares were sold was $286.11 and the highest price at which shares were sold was $287.06.
F5 Represents the weighted average sale price. The lowest price at which shares were sold was $287.20 and the highest price at which shares were sold was $288.10.
F6 Represents the weighted average sale price. The lowest price at which shares were sold was $288.20 and the highest price at which shares were sold was $289.17.
F7 Represents the weighted average sale price. The lowest price at which shares were sold was $289.26 and the highest price at which shares were sold was $290.15.
F8 Represents the weighted average sale price. The lowest price at which shares were sold was $290.28 and the highest price at which shares were sold was $291.26.
F9 Represents the weighted average sale price. The lowest price at which shares were sold was $291.29 and the highest price at which shares were sold was $292.20.
F10 Represents the weighted average sale price. The lowest price at which shares were sold was $294.19 and the highest price at which shares were sold was $295.18.
F11 Represents the weighted average sale price. The lowest price at which shares were sold was $295.21 and the highest price at which shares were sold was $296.15.
F12 Represents the weighted average sale price. The lowest price at which shares were sold was $296.23 and the highest price at which shares were sold was $296.94.
F13 Represents the weighted average sale price. The lowest price at which shares were sold was $297.71 and the highest price at which shares were sold was $297.96.
F14 Represents the weighted average sale price. The lowest price at which shares were sold was $299.05 and the highest price at which shares were sold was $299.81.
F15 Represents the weighted average sale price. The lowest price at which shares were sold was $300.41 and the highest price at which shares were sold was $300.95.
F16 Represents the weighted average sale price. The lowest price at which shares were sold was $301.79 and the highest price at which shares were sold was $302.68.
F17 Represents the weighted average sale price. The lowest price at which shares were sold was $304.59 and the highest price at which shares were sold was $304.74.
F18 The total number of shares subject to the option is 2,002,036, of which 5,344 options have been exercised. The option vested with respect to 1/4th of the total shares underlying the option on February 3, 2021, and the remaining 3/4th of the shares underlying the option will vest in equal monthly installments thereafter until the option is fully vested on February 3, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.