Shu-Hua (Joshua) Yeh - Jul 22, 2021 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role: *** Senior Vice President and Asia General Manager
Signature: /s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh
Stock symbol: AAOI
Transactions as of: Jul 22, 2021
Transactions value $: $0
Form type: 4
Date filed: 7/26/2021, 04:03 PM
Previous filing: Jun 15, 2021
Next filing: Oct 26, 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AAOI	Common Stock, $.001 par value	Tax liability	$0	-638	-0.27%	$0.00	240K	Jul 22, 2021	Direct	F1
transaction	AAOI	Common Stock, $.001 par value	Tax liability	$0	-410	-0.17%	$0.00	239K	Jul 22, 2021	Direct	F2
transaction	AAOI	Common Stock, $.001 par value	Tax liability	$0	-1.67K	-0.7%	$0.00	238K	Jul 22, 2021	Direct	F3
transaction	AAOI	Common Stock, $.001 par value	Tax liability	$0	-1.64K	-0.69%	$0.00	236K	Jul 22, 2021	Direct	F4
transaction	AAOI	Common Stock, $.001 par value	Tax liability	$0	-1.64K	-0.69%	$0.00	234K	Jul 23, 2021	Direct	F5

Showing 1 to 5 of 5 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 6, 2018.
F2	Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F3	Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F4	Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5	Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.

Remarks:

*** Senior Vice President and Asia General Manager