Claudia Goldfarb - 28 Sep 2021 Form 4 Insider Report for Sow Good Inc. (SOWG)

Role
Officer, Director, 10%+ Owner
Signature
/s/ Claudia Goldfarb
Issuer symbol
SOWG
Transactions as of
28 Sep 2021
Net transactions value
+$4,004
Form type
4
Filing time
30 Sep 2021, 20:00:32 UTC
Previous filing
10 Sep 2021
Next filing
08 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOWG COMMON STOCK Purchase $4,004 +1,430 +0.08% $2.80 1,744,279 28 Sep 2021 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities triggering reporting under this Form 4 were purchased by Mrs. Goldfarb in her individual capacity.
F2 Including indirect beneficial ownership of 1,620,973 shares held by S-FDF, LLC over which Mrs. Goldfarb and her spouse Ira Goldfarb (who is also a director, officer and indirect 10% beneficial owner, by virtue of S-FDF's holdings, of the issuer) share control and pecuniary interest. Including 58,824 shares purchased as joint tenants with Mrs. Goldfarb's spouse, who is also a reporting person, and over which they share control and pecuniary interest.

Remarks:

Mrs. Claudia Goldfarb is a director and the Chief Executive Officer of the Issuer. Mrs. Goldfarb's spouse, Ira Goldfarb, as the Managing Member of S-FDF, LLC and exercises voting and dispositive power over the shares held by S-FDF, LLC, a 10% owner of the Issuer. Mrs. Goldfarb shares pecuniary interest of the shares held by S-FDF with her spouse.