Gene Salkind - Sep 30, 2021 Form 4 Insider Report for Mobiquity Technologies, Inc. (MOBQ)

Role
Director, 10%+ Owner
Signature
/s/ Gene Salkind
Stock symbol
MOBQ
Transactions as of
Sep 30, 2021
Transactions value $
$0
Form type
4
Date filed
10/4/2021, 07:30 PM
Previous filing
Aug 30, 2021
Next filing
Dec 10, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MOBQ Common Stock Options Exercise +375K +50.61% 1.12M Sep 30, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MOBQ Preferred Stock Options Exercise -1.5K -0.15% 1.01M Sep 30, 2021 Common stock 750K Direct F1, F2, F3, F4, F5, F6
transaction MOBQ Common Stock Purchase Warrants Options Exercise +375K +37.04% 1.39M Sep 30, 2021 Common Stock 375K $48.00 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Not applicable - reporting person converted oneshare of Series C preferred stock into 250 common shares and 250 warrants,exercisable at $48 per share.
F2 Includes securities or derivative securities heldboth jointly with his spouse and in trust.
F3 Represents 1,500 shares of Series C preferredstock converted into 375,000 shares of common stock and a like number ofwarrants, exercisable at $48 per share through September 20, 2023.
F4 Includes 375,000 common shares and 375,000warrants, exercisable at $48 per share through September 20, 2023.
F5 None.
F6 Includes 675,000 shares underlying $2.7million of debt convertible at $4 per share, with 50% warrant coverage (i.e. 337,500 warrants). The warrants are exercisable at $4per share through September 30, 2029, if and when, issued.The foregoing numbers exclude interest payable on the debt, which can also beconverted on the same basis.