Adrian James - 05 Oct 2021 Form 3 Insider Report for Volcon, Inc. (VLCN)

Role
Director, 10%+ Owner
Signature
/s/ Adrian James
Issuer symbol
VLCN
Transactions as of
05 Oct 2021
Transactions value $
$0
Form type
3
Filing time
05 Oct 2021, 21:30:32 UTC
Next filing
19 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VLCN Common Stock 750K 05 Oct 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VLCN Warrant (right to buy) 05 Oct 2021 Common Stock 6.25M $0.98 Held by Highbridge Consultants, LLC F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The warrant is held by Highbridge Consultants, LLC. Mr. Adrian James is the sole manager of Highbridge Consultants, LLC and has voting and dispositive power over the securities.