JAMES ZIGLAR - 01 Sep 2021 Form 4 Insider Report for Forward Industries, Inc. (FORD)

Role
Director
Signature
/s/ James Ziglar
Issuer symbol
FORD
Transactions as of
01 Sep 2021
Transactions value $
-$41,550
Form type
4
Filing time
08 Oct 2021, 16:15:52 UTC
Next filing
05 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FORD Common Stock Options Exercise $33.9K +30K +300% $1.13 40K 01 Sep 2021 Direct
transaction FORD Common Stock Sale -$75.5K -30K -75% $2.52 10K 01 Sep 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FORD Stock Options (Right to Buy) Options Exercise $0 -30K -61.96% $0.00 18.4K 01 Sep 2021 Common Stock 30K $1.13 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $2.50 to $2.56, inclusive. The reporting person undertakes to provide to Forward Industries, Inc., any security holder of Forward Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence.