Francis Laurencio - 01 Dec 2021 Form 4 Insider Report for Atomera Inc (ATOM)

Role
CFO
Signature
/s/ Mindi Zimmer Attorney in Fact For Francis Laurencio
Issuer symbol
ATOM
Transactions as of
01 Dec 2021
Net transactions value
-$159,772
Form type
4
Filing time
03 Dec 2021, 16:06:36 UTC
Previous filing
03 Sep 2021
Next filing
25 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATOM Common Stock Sale $5,357 -221 -0.36% $24.24 60,566 01 Dec 2021 Direct F1
transaction ATOM Common Stock Sale $26,252 -1,083 -1.8% $24.24 59,483 01 Dec 2021 Direct F1
transaction ATOM Common Stock Sale $21,671 -894 -1.5% $24.24 58,589 01 Dec 2021 Direct F1
transaction ATOM Common Stock Sale $34,857 -1,438 -2.5% $24.24 57,151 01 Dec 2021 Direct F1
transaction ATOM Common Stock Options Exercise $7,800 +2,000 +3.5% $3.90 59,151 02 Dec 2021 Direct F2
transaction ATOM Common Stock Sale $45,400 -2,000 -3.4% $22.70 57,151 02 Dec 2021 Direct
transaction ATOM Common Stock Sale $34,035 -1,500 -2.6% $22.69 55,651 02 Dec 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATOM Stock Option (right to buy) Options Exercise $0 -2,000 -3% $0.000000 64,923 02 Dec 2021 Common Stock 2,000 $3.90 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.
F2 The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.
F3 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.