Robert J. Mears - 01 Dec 2021 Form 4 Insider Report for Atomera Inc (ATOM)

Role
Chief Technology Officer
Signature
/s/ Mindi Zimmer as Attorney in Face For Robert J. Mears
Issuer symbol
ATOM
Transactions as of
01 Dec 2021
Transactions value $
-$294,232
Form type
4
Filing time
03 Dec 2021, 16:08:18 UTC
Previous filing
03 Sep 2021
Next filing
25 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATOM Common Stock Sale -$4,266 -176 -0.15% $24.24 118,946 01 Dec 2021 Direct F1
transaction ATOM Common Stock Options Exercise $70,100 +10,000 +8.41% $7.01 128,946 01 Dec 2021 Direct F2
transaction ATOM Common Stock Sale -$247,500 -10,000 -7.76% $24.75 118,946 01 Dec 2021 Direct F3
transaction ATOM Common Stock Sale -$10,932 -451 -0.38% $24.24 118,495 01 Dec 2021 Direct F1
transaction ATOM Common Stock Sale -$24,336 -1,004 -0.85% $24.24 117,491 01 Dec 2021 Direct F1
transaction ATOM Common Stock Sale -$13,792 -569 -0.48% $24.24 116,922 01 Dec 2021 Direct F1
transaction ATOM Common Stock Sale -$63,504 -2,800 -2.39% $22.68 114,122 02 Dec 2021 Direct F3
holding ATOM Common Stock 2,666 01 Dec 2021 by Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATOM Stock Option (right to buy) Options Exercise $0 -10,000 -13% $0 66,923 01 Dec 2021 Common Stock 10,000 $3.9 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.
F2 The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.
F3 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.