David C. Kuo - Apr 22, 2022 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role: General Counsel and Secretary
Signature: /s/ David C. Kuo
Stock symbol: AAOI
Transactions as of: Apr 22, 2022
Transactions value $: $0
Form type: 4
Date filed: 4/26/2022, 04:03 PM
Previous filing: Jan 26, 2022
Next filing: Jun 29, 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AAOI	Common Stock, $.001 par value	Tax liability	$0	-199	-0.22%	$0.00	91.9K	Apr 22, 2022	Direct	F1
transaction	AAOI	Common Stock, $.001 par value	Tax liability	$0	-882	-0.96%	$0.00	91K	Apr 22, 2022	Direct	F2
transaction	AAOI	Common Stock, $.001 par value	Tax liability	$0	-581	-0.64%	$0.00	90.5K	Apr 22, 2022	Direct	F3
transaction	AAOI	Common Stock, $.001 par value	Tax liability	$0	-857	-0.95%	$0.00	89.6K	Apr 22, 2022	Direct	F4

Showing 1 to 4 of 4 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2	Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3	Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4	Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.