Robert J. Mears - 01 Mar 2023 Form 4 Insider Report for Atomera Inc (ATOM)

Role
Chief Technology Officer
Signature
By: Mindi Zimmer as Attorney in Fact For: Robert Mears
Issuer symbol
ATOM
Transactions as of
01 Mar 2023
Transactions value $
-$53,152
Form type
4
Filing time
03 Mar 2023, 15:05:57 UTC
Previous filing
28 Feb 2023
Next filing
02 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATOM Common Stock Sale -$752 -116 -0.09% $6.49 135,014 01 Mar 2023 Direct F1
transaction ATOM Common Stock Sale -$1,596 -246 -0.18% $6.49 134,768 01 Mar 2023 Direct F1
transaction ATOM Common Stock Sale -$5,964 -919 -0.68% $6.49 133,849 01 Mar 2023 Direct F1
transaction ATOM Common Stock Sale -$3,653 -563 -0.42% $6.49 133,286 01 Mar 2023 Direct F1
transaction ATOM Common Stock Options Exercise $39,000 +10,000 +7.5% $3.9 143,286 01 Mar 2023 Direct F2
transaction ATOM Common Stock Sale -$63,300 -10,000 -6.98% $6.33 133,286 01 Mar 2023 Direct F3
transaction ATOM Common Stock Sale -$16,884 -2,800 -2.1% $6.03 130,486 02 Mar 2023 Direct F3
holding ATOM Common Stock 2,666 01 Mar 2023 by Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATOM Employee Stock Option (right to buy) Options Exercise $0 -10,000 -17.57% $0 46,923 01 Mar 2023 Common Stock 10,000 $3.9 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.
F2 The option exercise reported in this Form 4 was effect ted pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.
F3 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.