Shu-Hua (Joshua) Yeh - Aug 9, 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and Asia General Manager
Signature
/s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh
Stock symbol
AAOI
Transactions as of
Aug 9, 2023
Transactions value $
-$544,311
Form type
4
Date filed
8/10/2023, 07:33 AM
Previous filing
Jul 26, 2023
Next filing
Sep 14, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Sale -$544K -45K -12.99% $12.10 301K Aug 9, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were sold in multiple transactions on August 9, 2023 at actual sale prices ranging from $12.00 to $12.35 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.

Remarks:

*** Senior Vice President and Asia General Manager