Chih-Hsiang (Thompson) Lin - 17 Aug 2023 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role: President and CEO, Director
Signature: /s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin
Issuer symbol: AAOI
Transactions as of: 17 Aug 2023
Transactions value $: $247,615
Form type: 4
Filing time: 18 Aug 2023, 17:16:25 UTC
Previous filing: 14 Aug 2023
Next filing: 05 Sep 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AAOI	Common Stock, $.001 par value	Purchase	$69.1K	+5.56K	+0.46%	$12.42	1.2M	17 Aug 2023	Direct	F1
transaction	AAOI	Common Stock, $.001 par value	Purchase	$179K	+14.4K	+1.2%	$12.36	1.22M	18 Aug 2023	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These shares were purchased in multiple transactions on August 17, 2023 at actual sales prices ranging from $12.36 to $12.45 per share. The price reported reflects the weighted average sale prices for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2	These shares were purchased in multiple transactions on August 18, 2023 at actual sales prices ranging from $12.23 to $12.47 per share. The price reported reflects the weighted average sale prices for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Content

These shares were purchased in multiple transactions on August 17, 2023 at actual sales prices ranging from $12.36 to $12.45 per share. The price reported reflects the weighted average sale prices for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

These shares were purchased in multiple transactions on August 18, 2023 at actual sales prices ranging from $12.23 to $12.47 per share. The price reported reflects the weighted average sale prices for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.