Robert J. Mears - 01 Dec 2023 Form 4 Insider Report for Atomera Inc (ATOM)

Signature
/s/ by Mindi Zimmer, as Attorney-in-Fact For: Robert J. Mears
Issuer symbol
ATOM
Transactions as of
01 Dec 2023
Transactions value $
-$49,816
Form type
4
Filing time
05 Dec 2023, 16:01:15 UTC
Previous filing
18 Sep 2023
Next filing
22 Feb 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATOM Common Stock Sale -$1,207 -181 -0.15% $6.67 119,655 01 Dec 2023 Direct F1
transaction ATOM Common Stock Sale -$2,541 -381 -0.32% $6.67 119,274 01 Dec 2023 Direct
transaction ATOM Common Stock Sale -$9,651 -1,447 -1.21% $6.67 117,827 01 Dec 2023 Direct F1
transaction ATOM Common Stock Sale -$5,155 -773 -0.66% $6.67 117,054 01 Dec 2023 Direct F1
transaction ATOM Common Stock Options Exercise $11,239 +2,882 +2.46% $3.9 119,936 01 Dec 2023 Direct F2
transaction ATOM Common Stock Sale -$19,222 -2,882 -2.4% $6.67 117,054 01 Dec 2023 Direct F2
transaction ATOM Common Stock Sale -$23,277 -3,251 -2.78% $7.16 113,803 04 Dec 2023 Direct F2
holding ATOM Common Stock 2,666 01 Dec 2023 by Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATOM Stock Option (right to buy) Options Exercise $0 -2,882 -10.7% $0 24,041 01 Dec 2023 Common Stock 2,882 $3.9 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stockgrants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.
F2 This transaction is part of a 10b5-1 plan adopted on June 16, 2023 by the Reporting Person.