Chih-Hsiang (Thompson) Lin - 22 Jan 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
President and CEO, Director
Signature
/s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin
Issuer symbol
AAOI
Transactions as of
22 Jan 2024
Transactions value $
-$473,842
Form type
4
Filing time
24 Jan 2024, 16:02:01 UTC
Previous filing
13 Dec 2023
Next filing
18 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$82.4K -5.21K -0.42% $15.81 1.23M 22 Jan 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$55.8K -3.53K -0.29% $15.81 1.23M 22 Jan 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$80.1K -5.07K -0.41% $15.81 1.22M 22 Jan 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$98.5K -6.23K -0.51% $15.81 1.22M 22 Jan 2024 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$157K -9.93K -0.82% $15.81 1.21M 22 Jan 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F4 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.