Chih-Hsiang (Thompson) Lin - Jun 13, 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role: President and CEO, Director
Signature: /s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin
Stock symbol: AAOI
Transactions as of: Jun 13, 2024
Transactions value $: -$1,837,242
Form type: 4
Date filed: 6/17/2024, 04:02 PM
Previous filing: May 28, 2024
Next filing: Jul 24, 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AAOI	Common Stock, $.001 par value	Award	$0	+253K	+19.67%	$0.00	1.54M	Jun 13, 2024	Direct	F1
transaction	AAOI	Common Stock, $.001 par value	Disposed to Issuer	-$1.32M	-126K	-8.22%	$10.44	1.41M	Jun 13, 2024	Direct	F2
transaction	AAOI	Common Stock, $.001 par value	Tax liability	-$517K	-49.6K	-3.51%	$10.44	1.36M	Jun 14, 2024	Direct	F3

Showing 1 to 3 of 3 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Consists of shares earned in settlement of performance vesting restricted stock units for the 2021-2024 performance period that were settled in shares on a one-for-one basis for the target number of shares, and settled in cash for the remaining portion of the shares earned with respect to maximum performance.
F2	Consists of performance vesting restricted stock units settled in cash.
F3	Consists of shares withheld to satisfy applicable tax withholding obligations.